How to Make Our Ideas Clear
I.
WHOEVER has looked into a modern treatise on logic of the common sort, will doubtless remember the two distinctions between clear and obscure conceptions, and between distinct and confused conceptions. They have lain in the books now for nigh two centuries, unimproved and unmodified, and are generally reckoned by logicians as among the gems of their doctrine.
A clear idea is defined as one which is so apprehended that it will be recognized wherever it is met with, and so that no other will be mistaken for it. If it fails of this clearness, it is said to be obscure.
This is rather a neat bit of philosophical terminology; yet, since it is clearness that they were defining, I wish the logicians had made their definition a little more plain. Never to fail to recognize an idea, and under no circumstances to mistake another for it, let it come in how recondite a form it may, would indeed imply such prodigious force and clearness of intellect as is seldom met with in this world. On the other hand, merely to have such an acquaintance with the idea as to have become familiar with it, and to have lost all hesitancy in recognizing it in ordinary cases, hardly seems to deserve the name of clearness of apprehension, since after all it only amounts to a subjective feeling of mastery which may be entirely mistaken. I take it, however, that when the logicians speak of "clearness," they mean nothing more than such a familiarity with an idea, since they regard the quality as but a small merit, which needs to be supplemented by another, which they call distinctness.
A distinct idea is defined as one which contains nothing which is not clear. This is technical language; by the contents of an idea logicians understand whatever is contained in its definition. So that an idea is distinctly apprehended, according to them, when we can give a precise definition of it, in abstract terms. Here the professional logicians leave the subject; and I would not have troubled the reader with what they have to say, if it were not such a striking example of how they have been slumbering through ages of intellectual activity, listlessly disregarding the enginery of modern thought, and never dreaming of applying its lessons to the improvement of logic. It is easy to show that the doctrine that familiar use and abstract distinctness make the perfection of apprehension has its only true place in philosophies which have long been extinct; and it is now time to formulate the method of attaining to a more perfect clearness of thought, such as we see and admire in the thinkers of our own time.
When Descartes set about the reconstruction of philosophy, his first step was to (theoretically) permit skepticism and to discard the practice of the schoolmen of looking to authority as the ultimate source of truth. That done, he sought a more natural fountain of true principles, and professed to find it in the human mind; thus passing, in the directest way, from the method of authority to that of apriority, as described in my first paper, Self-consciousness was to furnish us with our fundamental truths, and to decide what was agreeable to reason. But since, evidently, not all ideas are true, he was led to note, as the first condition of infallibility, that they must be clear. The distinction between an idea seeming clear and really being so, never occurred to him. Trusting to introspection, as he did, even for a knowledge of external things, why should he question its testimony in respect to the contents of our own minds? But then, I suppose, seeing men, who seemed to be quite clear and positive, holding opposite opinions upon fundamental principles, he was further led to say that clearness of ideas is not sufficient, but that they need also to be distinct, i. e., to have nothing unclear about them. What he probably meant by this (for he did not explain himself with precision) was, that they must sustain the test of dialectical examination; that they must not only seem clear at the outset, but that discussion must never be able to bring to light points of obscurity connected with them.
Such was the distinction of Descartes, and one sees that it was precisely on the level of his philosophy. It was somewhat developed by Leibnitz. This great and singular genius was as remarkable for what he failed to see as for what he saw. That a piece of mechanism could not do work perpetually without being fed with power in some form, was a thing perfectly apparent to him; yet he did not understand that the machinery of the mind can only transform knowledge, but never originate it, unless it be fed with facts of observation. He thus missed the most essential point of the Cartesian philosophy, which is, that to accept propositions which seem perfectly evident to us is a thing which, whether it be logical or illogical, we cannot help doing. Instead of regarding the matter in this way, he sought to reduce the first principles of science to formulas which cannot be denied without self-contradiction, and was apparently unaware of the great difference between his position and that of Descartes. So he reverted to the old formalities of logic, and, above all, abstract definitions played a great part in his philosophy. It was quite natural, therefore, that on observing that the method of Descartes labored under the difficulty that we may seem to ourselves to have clear apprehensions of ideas which in truth are very hazy, no better remedy occurred to him than to require an abstract definition of every important term. Accordingly, in adopting the distinction of clear and distinct notions, he described the latter quality as the clear apprehension of everything contained in the definition; and the books have ever since copied his words. There is no danger that his chimerical scheme will ever again be overvalued. Nothing new can ever be learned by analyzing definitions. Nevertheless, our existing beliefs can be set in order by this process, and order is an essential element of intellectual economy, as of every other. It may be acknowledged, therefore, that the books are right in making familiarity with a notion the first step toward clearness of apprehension, and the defining of it the second. But in omitting all mention of any higher perspicuity of thought, they simply mirror a philosophy which was exploded a hundred years ago. That much-admired "ornament of logic"—the doctrine of clearness and distinctness—may be pretty enough, but it is high time to relegate to our cabinet of curiosities the antique bijou, and to wear about us something better adapted to modern uses.
The very first lesson that we have a right to demand that logic shall teach us is, how to make our ideas clear; and a most important one it is, depreciated only by minds who stand in need of it. To know what we think, to be masters of our own meaning, will make a solid foundation for great and weighty thought. It is most easily learned by those whose ideas are meagre and restricted; and far happier they than such as wallow helplessly in a rich mud of conceptions. A nation, it is true, may, in the course of generations, overcome the disadvantage of an excessive wealth of language and its natural concomitant, a vast, unfathomable deep of ideas. We may see it in history, slowly perfecting its literary forms, sloughing at length its metaphysics, and, by virtue of the untirable patience which is often a compensation, attaining great excellence in every branch of mental acquirement. The page of history is not yet unrolled which is to tell us whether such a people will or will not in the long-run prevail over one whose ideas (like the words of their language) are few, but which possesses a wonderful mastery over those which it has. For an individual, however, there can be no question that a few clear ideas are worth more than many confused ones. A young man would hardly be persuaded to sacrifice the greater part of his thoughts to save the rest; and the muddled head is the least apt to see the necessity of such a sacrifice. Him we can usually only commiserate, as a person with a congenital defect. Time will help him, but intellectual maturity with regard to clearness comes rather late, an unfortunate arrangement of Nature, inasmuch as clearness is of less use to a man settled in life, whose errors have in great measure had their effect, than it would be to one whose path lies before him. It is terrible to see how a single unclear idea, a single formula without meaning, lurking in a young man's head, will sometimes act like an obstruction of inert matter in an artery, hindering the nutrition of the brain, and condemning its victim to pine away in the fullness of his intellectual vigor and in the midst of intellectual plenty. Many a man has cherished for years as his hobby some vague shadow of an idea, too meaningless to be positively false; he has, nevertheless, passionately loved it, has made it his companion by day and by night, and has given to it his strength and his life, leaving all other occupations for its sake, and in short has lived with it and for it, until it has become, as it were, flesh of his flesh and bone of his bone; and then he has waked up some bright morning to find it gone, clean vanished away like the beautiful Melusina of the fable, and the essence of his life gone with it. I have myself known such a man; and who can tell how many histories of circle-squarers, metaphysicians, astrologers, and what not, may not be told in the old German story?
II.
The principles set forth in the first of these papers lead, at once, to a method of reaching a clearness of thought of a far higher grade than the "distinctness" of the logicians. We have there found that the action of thought is excited by the irritation of doubt, and ceases when belief is attained; so that the production of belief is the sole function of thought. All these words, however, are too strong for my purpose. It is as if I had described the phenomena as they appear under a mental microscope. Doubt and Belief, as the words are commonly employed, relate to religious or other grave discussions. But here I use them to designate the starting of any question, no matter how small or how great, and the resolution of it. If, for instance, in a horse-car, I pull out my purse and find a five-cent nickel and five coppers, I decide, while my hand is going to the purse, in which way I will pay my fare. To call such a question Doubt, and my decision Belief, is certainly to use words very disproportionate to the occasion. To speak of such a doubt as causing an irritation which needs to be appeased, suggests a temper which is uncomfortable to the verge of insanity. Yet, looking at the matter minutely, it must be admitted that, if there is the least hesitation as to whether I shall pay the five coppers or the nickel (as there will be sure to be, unless I act from some previously contracted habit in the matter), though irritation is too strong a word, yet I am excited to such small mental activity as may be necessary to deciding how I shall act. Most frequently doubts arise from some indecision, however momentary, in our action. Sometimes it is not so. I have, for example, to wait in a railway-station, and to pass the time I read the advertisements on the walls, I compare the advantages of different trains and different routes which I never expect to take, merely fancying myself to be in a state of hesitancy, because I am bored with having nothing to trouble me. Feigned hesitancy, whether feigned for mere amusement or with a lofty purpose, plays a great part in the production of scientific inquiry. However the doubt may originate, it stimulates the mind to an activity which may be slight or energetic, calm or turbulent. Images pass rapidly through consciousness, one incessantly melting into another, until at last, when all is over—it may be in a fraction of a second, in an hour, or after long years—we find ourselves decided as to how we should act under such circumstances as those which occasioned our hesitation. In other words, we have attained belief.
In this process we observe two sorts of elements of consciousness, the distinction between which may best be made clear by means of an illustration. In a piece of music there are the separate notes, and there is the air. A single tone may be prolonged for an hour or a day, and it exists as perfectly in each second of that time as in the whole taken together; so that, as long as it is sounding, it might be present to a sense from which everything in the past was as completely absent as the future itself. But it is different with the air, the performance of which occupies a certain time, during the portions of which only portions of it are played. It consists in an orderliness in the succession of sounds which strike the ear at different times; and to perceive it there must be some continuity of consciousness which makes the events of a lapse of time present to us. We certainly only perceive the air by hearing the separate notes; yet we cannot be said to directly hear it, for we hear only what is present at the instant, and an orderliness of succession cannot exist in an instant. These two sorts of objects, what we are immediately conscious of and what we are mediately conscious of, are found in all consciousness. Some elements (the sensations) are completely present at every instant so long as they last, while others (like thought) are actions having beginning, middle, and end, and consist in a congruence in the succession of sensations which flow through the mind. They cannot be immediately present to us, but must cover some portion of the past or future. Thought is a thread of melody running through the succession of our sensations.
We may add that just as a piece of music may be written in parts, each part having its own air, so various systems of relationship of succession subsist together between the same sensations. These different systems are distinguished by having different motives, ideas, or functions. Thought is only one such system, for its sole motive, idea, and function, is to produce belief, and whatever does not concern that purpose belongs to some other system of relations. The action of thinking may incidentally have other results; it may serve to amuse us, for example, and among dilettanti it is not rare to find those who have so perverted thought to the purposes of pleasure that it seems to vex them to think that the questions upon which they delight to exercise it may ever get finally settled; and a positive discovery which takes a favorite subject out of the arena of literary debate is met with ill-concealed dislike. This disposition is the very debauchery of thought. But the soul and meaning of thought, abstracted from the other elements which accompany it, though it may be voluntarily thwarted, can never be made to direct itself toward anything but the production of belief. Thought in action has for its only possible motive the attainment of thought at rest; and whatever does not refer to belief is no part of the thought itself.
And what, then, is belief? It is the demi-cadence which closes a musical phrase in the symphony of our intellectual life. We have seen that it has just three properties: First, it is something that we are aware of; second, it appeases the irritation of doubt; and, third, it involves the establishment in our nature of a rule of action, or, say for short, a habit. As it appeases the irritation of doubt, which is the motive for thinking, thought relaxes, and comes to rest for a moment when belief is reached. But, since belief is a rule for action, the application of which involves further doubt and further thought, at the same time that it is a stopping-place, it is also a new starting-place for thought. That is why I have permitted myself to call it thought at rest, although thought is essentially an action. The final upshot of thinking is the exercise of volition, and of this thought no longer forms a part; but belief is only a stadium of mental action, an effect upon our nature due to thought, which will influence future thinking.
The essence of belief is the establishment of a habit, and different beliefs are distinguished by the different modes of action to which they give rise. If beliefs do not differ in this respect, if they appease the same doubt by producing the same rule of action, then no mere differences in the manner of consciousness of them can make them different beliefs, any more than playing a tune in different keys is playing different tunes. Imaginary distinctions are often drawn between beliefs which differ only in their mode of expression—the wrangling which ensues is real enough, however. To believe that any objects are arranged as in Fig. 1, and to believe that they are arranged in Fig. 2, are one and the same belief; yet it is conceivable that a man should assert one proposition and deny the other. Such false distinctions do as much harm as the confusion of beliefs really different, and are among the pitfalls of which we ought constantly to beware, especially when we are upon metaphysical ground. One singular deception of this sort, which often occurs, is to mistake the sensation produced by our own unclearness of thought for a character of the object we are thinking. Instead of perceiving that the obscurity is purely subjective, we fancy that we contemplate a quality of the object which is essentially mysterious; and if our conception be afterward presented to us in a clear form we do not recognize it as the same, owing to the absence of the feeling of unintelligibility.
[Illustration not reproduced.]
| Fig. 1. | Fig. 2. |
So long as this deception lasts, it obviously puts an impassable barrier in the way of perspicuous thinking; so that it equally interests the opponents of rational thought to perpetuate it, and its adherents to guard against it.
Another such deception is to mistake a mere difference in the grammatical construction of two words for a distinction between the ideas they express. In this pedantic age, when the general mob of writers attend so much more to words than to things, this error is common enough. When I just said that thought is an action, and that it consists in a relation, although a person performs an action but not a relation, which can only be the result of an action, yet there was no inconsistency in what I said, but only a grammatical vagueness.
From all these sophisms we shall be perfectly safe so long as we reflect that the whole function of thought is to produce habits of action; and that whatever there is connected with a thought, but irrelevant to its purpose, is an accretion to it, but no part of it. If there be a unity among our sensations which has no reference to how we shall act on a given occasion, as when we listen to a piece of music, why we do not call that thinking. To develop its meaning, we have, therefore, simply to determine what habits it produces, for what a thing means is simply what habits it involves. Now, the identity of a habit depends on how it might lead us to act, not merely under such circumstances as are likely to arise, but under such as might possibly occur, no matter how improbable they may be. What the habit is depends on when and how it causes us to act. As for the when, every stimulus to action is derived from perception; as for the how, every purpose of action is to produce some sensible result. Thus, we come down to what is tangible and practical, as the root of every real distinction of thought, no matter how subtile it may be; and there is no distinction of meaning so fine as to consist in anything but a possible difference of practice.
To see what this principle leads to, consider in the light of it such a doctrine as that of transubstantiation. The Protestant churches generally hold that the elements of the sacrament are flesh and blood only in a tropical sense; they nourish our souls as meat and the juice of it would our bodies. But the Catholics maintain that they are literally just that; although they possess all the sensible qualities of wafer-cakes and diluted wine. But we can have no conception of wine except what may enter into a belief, either—
1. That this, that, or the other, is wine; or,
2. That wine possesses certain properties.
Such beliefs are nothing but self-notifications that we should, upon occasion, act in regard to such things as we believe to be wine according to the qualities which we believe wine to possess. The occasion of such action would be some sensible perception, the motive of it to produce some sensible result. Thus our action has exclusive reference to what affects the senses, our habit has the same bearing as our action, our belief the same as our habit, our conception the same as our belief; and we can consequently mean nothing by wine but what has certain effects, direct or indirect, upon our senses; and to talk of something as having all the sensible characters of wine, yet being in reality blood, is senseless jargon. Now, it is not my object to pursue the theological question; and having used it as a logical example I drop it, without caring to anticipate the theologian's reply. I only desire to point out how impossible it is that we should have an idea in our minds which relates to anything but conceived sensible effects of things. Our idea of anything is our idea of its sensible effects; and if we fancy that we have any other we deceive ourselves, and mistake a mere sensation accompanying the thought for a part of the thought itself. It is absurd to say that thought has any meaning unrelated to its only function. It is foolish for Catholics and Protestants to fancy themselves in disagreement about the elements of the sacrament, if they agree in regard to all their sensible effects, here or hereafter.
It appears, then, that the rule for attaining the third grade of clearness of apprehension is as follows: Consider what effects, which might conceivably have practical bearings, we conceive the object of our conception to have. Then, our conception of these effects is the whole of our conception of the object.
III.
Let us illustrate this rule by some examples; and, to begin with the simplest one possible, let us ask what we mean by calling a thing hard. Evidently that it will not be scratched by many other substances. The whole conception of this quality, as of every other, lies in its conceived effects. There is absolutely no difference between a hard thing and a soft thing so long as they are not brought to the test. Suppose, then, that a diamond could be crystallized in the midst of a cushion of soft cotton, and should remain there until it was finally burned up. Would it be false to say that that diamond was soft? This seems a foolish question, and would be so, in fact, except in the realm of logic. There such questions are often of the greatest utility as serving to bring logical principles into sharper relief than real discussions ever could. In studying logic we must not put them aside with hasty answers, but must consider them with attentive care, in order to make out the principles involved. We may, in the present case, modify our question, and ask what prevents us from saying that all hard bodies remain perfectly soft until they are touched, when their hardness increases with the pressure until they are scratched. Reflection will show that the reply is this: there would be no falsity in such modes of speech. They would involve a modification of our present usage of speech with regard to the words hard and soft, but not of their meanings. For they represent no fact to be different from what it is; only they involve arrangements of facts which would be exceedingly maladroit. This leads us to remark that the question of what would occur under circumstances which do not actually arise is not a question of fact, but only of the most perspicuous arrangement of them. For example, the question of free-will and fate in its simplest form, stripped of verbiage, is something like this: I have done something of which I am ashamed; could I, by an effort of the will, have resisted the temptation, and done otherwise? The philosophical reply is, that this is not a question of fact, but only of the arrangement of facts. Arranging them so as to exhibit what is particularly pertinent to my question namely, that I ought to blame myself for having done wrong it is perfectly true to say that, if I had willed to do otherwise than I did, I should have done otherwise. On the other hand, arranging the facts so as to exhibit another important consideration, it is equally true that, when a temptation has once been allowed to work, it will, if it has a certain force, produce its effect, let me struggle how I may. There is no objection to a contradiction in what would result from a false supposition. The reductio ad absurdum consists in showing that contradictory results would follow from a hypothesis which is consequently judged to be false. Many questions are involved in the free-will discussion, and I am far from desiring to say that both sides are equally right. On the contrary, I am of opinion that one side denies important facts, and that the other does not. But what I do say is, that the above single question was the origin of the whole doubt; that, had it not been for this question, the controversy would never have arisen; and that this question is perfectly solved in the manner which I have indicated.
Let us next seek a clear idea of Weight. This is another very easy case. To say that a body is heavy means simply that, in the absence of opposing force, it will fall. This (neglecting certain specifications of how it will fall, etc., which exist in the mind of the physicist who uses the word) is evidently the whole conception of weight. It is a fair question whether some particular facts may not account for gravity; but what we mean by the force itself is completely involved in its effects.
This leads us to undertake an account of the idea of Force in general. This is the great conception which, developed in the early part of the seventeenth century from the rude idea of a cause, and constantly improved upon since, has shown us how to explain all the changes of motion which bodies experience, and how to think about all physical phenomena; which has given birth to modern science, and changed the face of the globe; and which, aside from its more special uses, has played a principal part in directing the course of modern thought, and in furthering modern social development. It is, therefore, worth some pains to comprehend it. According to our rule, we must begin by asking what is the immediate use of thinking about force; and the answer is, that we thus account for changes of motion. If bodies were left to themselves, without the intervention of forces, every motion would continue unchanged both in velocity and in direction. Furthermore, change of motion never takes place abruptly; if its direction is changed, it is always through a curve without angles; if its velocity alters, it is by degrees. The gradual changes which are constantly taking place are conceived by geometers to be compounded together according to the rules of the parallelogram of forces. If the reader does not already know what this is, he will find it, I hope, to his advantage to endeavor to follow the following explanation; but if mathematics are insupportable to him, pray let him skip three paragraphs rather than that we should part company here.
A path is a line whose beginning and end are distinguished. Two paths are considered to be equivalent, which, beginning at the same point, lead to the same point. Thus the two paths, A B C D E and A F G H E, are equivalent. Paths which do not begin at the same point are considered to be equivalent, provided that, on moving either of them without turning it, but keeping it always parallel to its original position, when its beginning coincides with that of the other path, the ends also coincide. Paths are considered as geometrically added together, when one begins where the other ends; thus the path A E is conceived to be a sum of A B, B C, C D, and D E. In the parallelogram of Fig. 4 the diagonal A C is the sum of A B and B C; or, since A D is geometrically equivalent to B C, A C is the geometrical sum of A B and A D.
[Illustration not reproduced.]
| Fig. 3. | Fig. 4. |
All this is purely conventional. It simply amounts to this: that we choose to call paths having the relations I have described equal or added. But, though it is a convention, it is a convention with a good reason. The rule for geometrical addition may be applied not only to paths, but to any other things which can be represented by paths. Now, as a path is determined by the varying direction and distance of the point which moves over it from the starting-point, it follows that anything which from its beginning to its end is determined by a varying direction and a varying magnitude is capable of being represented by a line. Accordingly, velocities may be represented by lines, for they have only directions and rates. The same thing is true of accelerations, or changes of velocities. This is evident enough in the case of velocities; and it becomes evident for accelerations if we consider that precisely what velocities are to positions—namely, states of change of them—that accelerations are to velocities.
The so-called "parallelogram of forces" is simply a rule for compounding accelerations. The rule is, to represent the accelerations by paths, and then to geometrically add the paths. The geometers, however, not only use the "parallelogram of forces" to compound different accelerations, but also to resolve one acceleration into a sum of several. Let A B (Fig. 5) be the path which represents a certain
[Illustration not reproduced.]
acceleration—say, such a change in the motion of a body that at the end of one second the body will, under the influence of that change, be in a position different from what it would have had if its motion had continued unchanged such that a path equivalent to A B would lead from the latter position to the former. This acceleration may be considered as the sum of the accelerations represented by A C and C B. It may also be considered as the sum of the very different accelerations represented by A D and D B, where A B is almost the opposite of A C. And it is clear that there is an immense variety of ways in which A B might be resolved into the sum of two accelerations.
After this tedious explanation, which I hope, in view of the extraordinary interest of the conception of force, may not have exhausted the reader's patience, we are prepared at last to state the grand fact which this conception embodies. This fact is that if the actual changes of motion which the different particles of bodies experience are each resolved in its appropriate way, each component acceleration is precisely such as is prescribed by a certain law of Nature, according to which bodies in the relative positions which the bodies in question actually have at the moment,32 always receive certain accelerations, which, being compounded by geometrical addition, give the acceleration which the body actually experiences.
This is the only fact which the idea of force represents, and whoever will take the trouble clearly to apprehend what this fact is, perfectly comprehends what force is. Whether we ought to say that a force is an acceleration, or that it causes an acceleration, is a mere question of propriety of language, which has no more to do with our real meaning than the difference between the French idiom "Il fait froid" and its English equivalent "It is cold" Yet it is surprising to see how this simple affair has muddled men's minds. In how many profound treatises is not force spoken of as a "mysterious entity," which seems to be only a way of confessing that the author despairs of ever getting a clear notion of what the word means! In a recent admired work on "Analytic Mechanics" it is stated that we understand precisely the effect of force, but what force itself is we do not understand! This is simply a self-contradiction. The idea which the word force excites in our minds has no other function than to affect our actions, and these actions can have no reference to force otherwise than through its effects. Consequently, if we know what the effects of force are, we are acquainted with every fact which is implied in saying that a force exists, and there is nothing more to know. The truth is, there is some vague notion afloat that a question may mean something which the mind cannot conceive; and when some hairsplitting philosophers have been confronted with the absurdity of such a view, they have invented an empty distinction between positive and negative conceptions, in the attempt to give their non-idea a form not obviously nonsensical. The nullity of it is sufficiently plain from the considerations given a few pages back; and, apart from those considerations, the quibbling character of the distinction must have struck every mind accustomed to real thinking.
IV.
Let us now approach the subject of logic, and consider a conception which particularly concerns it, that of reality. Taking clearness in the sense of familiarity, no idea could be clearer than this. Every child uses it with perfect confidence, never dreaming that he does not understand it. As for clearness in its second grade, however, it would probably puzzle most men, even among those of a reflective turn of mind to give an abstract definition of the real. Yet such a definition may perhaps be reached by considering the points of difference between reality and its opposite, fiction. A figment is a product of somebody's imagination; it has such characters as his thought impresses upon it. That whose characters are independent of how you or I think is an external reality. There are, however, phenomena within our own minds, dependent upon our thought, which are at the same time real in the sense that we really think them. But though their characters depend on how we think, they do not depend on what we think those characters to be. Thus, a dream has a real existence as a mental phenomenon, if somebody has really dreamt it; that he dreamt so and so, does not depend on what anybody thinks was dreamt, but is completely independent of all opinion on the subject. On the other hand, considering, not the fact of dreaming, but the thing dreamt, it retains its peculiarities by virtue of no other fact than that it was dreamt to possess them. Thus we may define the real as that whose characters are independent of what anybody may think them to be.
But, however satisfactory such a definition may be found, it would be a great mistake to suppose that it makes the idea of reality perfectly clear. Here, then, let us apply our rules. According to them, reality, like every other quality, consists in the peculiar sensible effects which things partaking of it produce. The only effect which real things have is to cause belief, for all the sensations which they excite emerge into consciousness in the form of beliefs. The question therefore is, how is true belief (or belief in the real) distinguished from false belief (or belief in fiction). Now, as we have seen in the former paper, the ideas of truth and falsehood, in their full development, appertain exclusively to the scientific method of settling opinion. A person who arbitrarily chooses the propositions which he will adopt can use the word truth only to emphasize the expression of his determination to hold on to his choice. Of course, the method of tenacity never prevailed exclusively; reason is too natural to men for that. But in the literature of the dark ages we find some fine examples of it. When Scotus Erigena is commenting upon a poetical passage in which hellebore is spoken of as having caused the death of Socrates, he does not hesitate to inform the inquiring reader that Helleborus and Socrates were two eminent Greek philosophers, and that the latter having been overcome in argument by the former took the matter to heart and died of it! What sort of an idea of truth could a man have who could adopt and teach, without the qualification of a perhaps, an opinion taken so entirely at random? The real spirit of Socrates, who I hope would have been delighted to have been "overcome in argument ," because he would have learned something by it, is in curious contrast with the naive idea of the glossist, for whom discussion would seem to have been simply a struggle. When philosophy began to awake from its long slumber, and before theology completely dominated it, the practice seems to have been for each professor to seize upon any philosophical position he found unoccupied and which seemed a strong one, to intrench himself in it, and to sally forth from time to time to give battle to the others. Thus, even the scanty records we possess of those disputes enable us to make out a dozen or more opinions held by different teachers at one time concerning the question of nominalism and realism. Read the opening part of the "Historia Calamitatum" of Abelard, who was certainly as philosophical as any of his contemporaries, and see the spirit of combat which it breathes. For him, the truth is simply his particular stronghold. When the method of authority prevailed, the truth meant little more than the Catholic faith. All the efforts of the scholastic doctors are directed toward harmonizing their faith in Aristotle and their faith in the Church, and one may search their ponderous folios through without finding an argument which goes any further. It is noticeable that where different faiths flourish side by side, renegades are looked upon with contempt even by the party whose belief they adopt; so completely has the idea of loyalty replaced that of truth-seeking. Since the time of Descartes, the defect in the conception of truth has been less apparent. Still, it will sometimes strike a scientific man that the philosophers have been less intent on finding out what the facts are, than on inquiring what belief is most in harmony with their system. It is hard to convince a follower of the a priori method by adducing facts; but show him that an opinion he is defending is inconsistent with what he has laid down elsewhere, and he will be very apt to retract it. These minds do not seem to believe that disputation is ever to cease; they seem to think that the opinion which is natural for one man is not so for another, and that belief will, consequently, never be settled. In contenting themselves with fixing their own opinions by a method which would lead another man to a different result, they betray their feeble hold of the conception of what truth is.
On the other hand, all the followers of science are fully persuaded that the processes of investigation, if only pushed far enough, will give one certain solution to every question to which they can be applied. One man may investigate the velocity of light by studying the transits of Venus and the aberration of the stars; another by the oppositions of Mars and the eclipses of Jupiter's satellites; a third by the method of Fizeau; a fourth by that of Foucault; a fifth by the motions of the curves of Lissajoux; a sixth, a seventh, an eighth, and a ninth, may follow the different methods of comparing the measures of statical and dynamical electricity. They may at first obtain different results, but, as each perfects his method and his processes, the results will move steadily together toward a destined centre. So with all scientific research. Different minds may set out with the most antagonistic views, but the progress of investigation carries them by a force outside of themselves to one and the same conclusion. This activity of thought by which we are carried, not where we wish, but to a foreordained goal, is like the operation of destiny. No modification of the point of view taken, no selection of other facts for study, no natural bent of mind even, can enable a man to escape the predestinate opinion. This great law is embodied in the conception of truth and reality. The opinion which is fated33 to be ultimately agreed to by all who investigate, is what we mean by the truth, and the object represented in this opinion is the real. That is the way I would explain reality.
But it may be said that this view is directly opposed to the abstract definition which we have given of reality, inasmuch as it makes the characters of the real to depend on what is ultimately thought about them. But the answer to this is that, on the one hand, reality is independent, not necessarily of thought in general, but only of what you or I or any finite number of men may think about it; and that, on the other hand, though the object of the final opinion depends on what that opinion is, yet what that opinion is does not depend on what you or I or any man thinks. Our perversity and that of others may indefinitely postpone the settlement of opinion; it might even conceivably cause an arbitrary proposition to be universally accepted as long as the human race should last. Yet even that would not change the nature of the belief, which alone could be the result of investigation carried sufficiently far; and if, after the extinction of our race, another should arise with faculties and disposition for investigation, that true opinion must be the one which they would ultimately come to. "Truth crushed to earth shall rise again," and the opinion which would finally result from investigation does not depend on how anybody may actually think. But the reality of that which is real does depend on the real fact that investigation is destined to lead, at last, if continued long enough, to a belief in it.
But I may be asked what I have to say to all the minute facts of history, forgotten never to be recovered, to the lost books of the ancients, to the buried secrets.
"Full many a gem of purest ray serene
The dark, unfathomed caves of ocean bear;
Full many a flower is born to blush unseen,
And waste its sweetness on the desert air."
Do these things not really exist because they are hopelessly beyond the reach of our knowledge? And then, after the universe is dead (according to the prediction of some scientists), and all life has ceased forever, will not the shock of atoms continue though there will be no mind to know it? To this I reply that, though in no possible state of knowledge can any number be great enough to express the relation between the amount of what rests unknown to the amount of the known, yet it is unphilosophical to suppose that, with regard to any given question (which has any clear meaning), investigation would not bring forth a solution of it, if it were carried far enough. Who would have said, a few years ago, that we could ever know of what substances stars are made whose light may have been longer in reaching us than the human race has existed? Who can be sure of what we shall not know in a few hundred years? Who can guess what would be the result of continuing the pursuit of science for ten thousand years, with the activity of the last hundred? And if it were to go on for a million, or a billion, or any number of years you please, how is it possible to say that there is any question which might not ultimately be solved?
But it may be objected, "Why make so much of these remote considerations, especially when it is your principle that only practical distinctions have a meaning?" Well, I must confess that it makes very little difference whether we say that a stone on the bottom of the ocean, in complete darkness, is brilliant or not—that is to say, that it probably makes no difference, remembering always that that stone may be fished up to-morrow. But that there are gems at the bottom of the sea, flowers in the untraveled desert, etc., are propositions which, like that about a diamond being hard when it is not pressed, concern much more the arrangement of our language than they do the meaning of our ideas.
It seems to me, however, that we have, by the application of our rule, reached so clear an apprehension of what we mean by reality, and of the fact which the idea rests on, that we should not, perhaps, be making a pretension so presumptuous as it would be singular, if we were to offer a metaphysical theory of existence for universal acceptance among those who employ the scientific method of fixing belief. However, as metaphysics is a subject much more curious than useful, the knowledge of which, like that of a sunken reef, serves chiefly to enable us to keep clear of it, I will not trouble the reader with any more Ontology at this moment. I have already been led much further into that path than I should have desired; and I have given the reader such a dose of mathematics, psychology, and all that is most abstruse, that I fear he may already have left me, and that what I am now writing is for the compositor and proof-reader exclusively. I trusted to the importance of the subject. There is no royal road to logic, and really valuable ideas can only be had at the price of close attention. But I know that in the matter of ideas the public prefer the cheap and nasty; and in my next paper I am going to return to the easily intelligible, and not wander from it again. The reader who has been at the pains of wading through this month's paper, shall be rewarded in the next one by seeing how beautifully what has been developed in this tedious way can be applied to the ascertainment of the rules of scientific reasoning.
We have, hitherto, not crossed the threshold of scientific logic. It is certainly important to know how to make our ideas clear, but they may be ever so clear without being true. How to make them so, we have next to study. How to give birth to those vital and pro-creative ideas which multiply into a thousand forms and diffuse themselves everywhere, advancing civilization and making the dignity of man, is an art not yet reduced to rules, but of the secret of which the history of science affords some hints.
The Doctrine of Chances
I.
IT is a common observation that a science first begins to be exact when it is quantitatively treated. What are called the exact sciences are no others than the mathematical ones. Chemists reasoned vaguely until Lavoisier showed them how to apply the balance to the verification of their theories, when chemistry leaped suddenly into the position of the most perfect of the classificatory sciences. It has thus become so precise and certain that we usually think of it along with optics, thermotics, and electrics. But these are studies of general laws, while chemistry considers merely the relations and classification of certain objects; and belongs, in reality, in the same category as systematic botany and zoölogy. Compare it with these last, however, and the advantage that it derives from its quantitative treatment is very evident.
The rudest numerical scales, such as that by which the mineralogists distinguish the different degrees of hardness, are found useful. The mere counting of pistils and stamens sufficed to bring botany out of total chaos into some kind of form. It is not, however, so much from counting as from measuring, not so much from the conception of number as from that of continuous quantity, that the advantage of mathematical treatment comes. Number, after all, only serves to pin us down to a precision in our thoughts which, however beneficial, can seldom lead to lofty conceptions, and frequently descends to pettiness. Of those two faculties of which Bacon speaks, that which marks differences and that which notes resemblances, the employment of number can only aid the lesser one; and the excessive use of it must tend to narrow the powers of the mind. But the conception of continuous quantity has a great office to fulfill, independently of any attempt at precision. Far from tending to the exaggeration of differences, it is the direct instrument of the finest generalizations. When a naturalist wishes to study a species, he collects a considerable number of specimens more or less similar. In contemplating them, he observes certain ones which are more or less alike in some particular respect. They all have, for instance, a certain S-shaped marking. He observes that they are not precisely alike, in this respect; the S has not precisely the same shape, but the differences are such as to lead him to believe that forms could be found intermediate between any two of those he possesses. He, now, finds other forms apparently quite dissimilar—say a marking in the form of a C—and the question is, whether he can find intermediate ones which will connect these latter with the others. This he often succeeds in doing in cases where it would at first be thought impossible; whereas, he sometimes finds those which differ, at first glance, much less, to be separated in Nature by the non-occurrence of intermediaries. In this way, he builds up from the study of Nature a new general conception of the character in question. He obtains, for example, an idea of a leaf which includes every part of the flower, and an idea of a vertebra which includes the skull. I surely need not say much to show what a logical engine there is here. It is the essence of the method of the naturalist. How he applies it first to one character, and then to another, and finally obtains a notion of a species of animals, the differences between whose members, however great, are confined within limits, is a matter which does not here concern us. The whole method of classification must be considered later; but, at present, I only desire to point out that it is by taking advantage of the idea of continuity, or the passage from one form to another by insensible degrees, that the naturalist builds his conceptions. Now, the naturalists are the great builders of conceptions; there is no other branch of science where so much of this work is done as in theirs; and we must, in great measure, take them for our teachers in this important part of logic. And it will be found everywhere that the idea of continuity is a powerful aid to the formation of true and fruitful conceptions. By means of it, the greatest differences are broken down and resolved into differences of degree, and the incessant application of it is of the greatest value in broadening our conceptions. I propose to make a great use of this idea in the present series of papers; and the particular series of important fallacies, which, arising from a neglect of it, have desolated philosophy, must further on be closely studied. At present, I simply call the reader's attention to the utility of this conception.
In studies of numbers, the idea of continuity is so indispensable, that it is perpetually introduced even where there is no continuity in fact, as where we say that there are in the United States 10.7 inhabitants per square mile, or that in New York 14.72 persons live in the average house.34 Another example is that law of the distribution of errors which Quetelet, Galton, and others, have applied with so much success to the study of biological and social matters. This application of continuity to cases where it does not really exist illustrates, also, another point which will hereafter demand a separate study, namely, the great utility which fictions sometimes have in science.
II.
The theory of probabilities is simply the science of logic quantitatively treated. There are two conceivable certainties with reference to any hypothesis, the certainty of its truth and the certainty of its falsity. The numbers one and zero are appropriated, in this calculus, to marking these extremes of knowledge; while fractions having values intermediate between them indicate, as we may vaguely say, the degrees in which the evidence leans toward one or the other. The general problem of probabilities is, from a given state of facts, to determine the numerical probability of a possible fact. This is the same as to inquire how much the given facts are worth, considered as evidence to prove the possible fact. Thus the problem of probabilities is simply the general problem of logic.
Probability is a continuous quantity, so that great advantages may be expected from this mode of studying logic. Some writers have gone so far as to maintain that, by means of the calculus of chances, every solid inference may be represented by legitimate arithmetical operations upon the numbers given in the premises. If this be, indeed, true, the great problem of logic, how it is that the observation of one fact can give us knowledge of another independent fact, is reduced to a mere question of arithmetic. It seems proper to examine this pretension before undertaking any more recondite solution of the paradox.
But, unfortunately, writers on probabilities are not agreed in regard to this result. This branch of mathematics is the only one, I believe, in which good writers frequently get results entirely erroneous. In elementary geometry the reasoning is frequently fallacious, but erroneous conclusions are avoided; but it may be doubted if there is a single extensive treatise on probabilities in existence which does not contain solutions absolutely indefensible. This is partly owing to the want of any regular method of procedure; for the subject involves too many subtilties to make it easy to put its problems into equations without such an aid. But, beyond this, the fundamental principles of its calculus are more or less in dispute. In regard to that class of questions to which it is chiefly applied for practical purposes, there is comparatively little doubt; but in regard to others to which it has been sought to extend it, opinion is somewhat unsettled. This last class of difficulties can only be entirely overcome by making the idea of probability perfectly clear in our minds in the way set forth in our last paper.
III.
To get a clear idea of what we mean by probability, we have to consider what real and sensible difference there is between one degree of probability and another.
The character of probability belongs primarily, without doubt, to certain inferences. Locke explains it as follows: After remarking that the mathematician positively knows that the sum of the three angles of a triangle is equal to two right angles because he apprehends the geometrical proof, he thus continues: "But another man who never took the pains to observe the demonstration, hearing a mathematician, a man of credit, affirm the three angles of a triangle to be equal to two right ones, assents to it; i. e., receives it for true. In which case the foundation of his assent is the probability of the thing, the proof being such as, for the most part, carries truth with it; the man on whose testimony he receives it not being wont to affirm anything contrary to, or besides his knowledge, especially in matters of this kind." The celebrated "Essay concerning Humane Understanding" contains many passages which, like this one, make the first steps in profound analyses which are not further developed. It was shown in the first of these papers that the validity of an inference does not depend on any tendency of the mind to accept it, however strong such tendency may be; but consists in the real fact that, when premises like those of the argument in question are true, conclusions related to them like that of this argument are also true. It was remarked that in a logical mind an argument is always conceived as a member of a genus of arguments all constructed in the same way, and such that, when their premises are real facts, their conclusions are so also. If the argument is demonstrative, then this is always so; if it is only probable, then it is for the most part so. As Locke says, the probable argument is "such as for the most part carries truth with it."
According to this, that real and sensible difference between one degree of probability and another, in which the meaning of the distinction lies, is that in the frequent employment of two different modes of inference, one will carry truth with it oftener than the other. It is evident that this is the only difference there is in the existing fact. Having certain premises, a man draws a certain conclusion, and as far as this inference alone is concerned the only possible practical question is whether that conclusion is true or not, and between existence and non-existence there is no middle term. "Being only is and nothing is altogether not," said Parmenides; and this is in strict accordance with the analysis of the conception of reality given in the last paper. For we found that the distinction of reality and fiction depends on the supposition that sufficient investigation would cause one opinion to be universally received and all others to be rejected. That presupposition involved in the very conceptions of reality and figment involves a complete sundering of the two. It is the heaven-and-hell idea in the domain of thought. But, in the long run, there is a real fact which corresponds to the idea of probability, and it is that a given mode of inference sometimes proves successful and sometimes not, and that in a ratio ultimately fixed. As we go on drawing inference after inference of the given kind, during the first ten or hundred cases the ratio of successes may be expected to show considerable fluctuations; but when we come into the thousands and millions, these fluctuations become less and less; and if we continue long enough, the ratio will approximate toward a fixed limit. We may therefore define the probability of a mode of argument as the proportion of cases in which it carries truth with it.
The inference from the premise, A, to the conclusion, B, depends, as we have seen, on the guiding principle, that if a fact of the class A is true, a fact of the class B is true. The probability consists of the fraction whose numerator is the number of times in which both A and B are true, and whose denominator is the total number of times in which A is true, whether B is so or not. Instead of speaking of this as the probability of the inference, there is not the slightest objection to calling it the probability that, if A happens, B happens. But to speak of the probability of the event B, without naming the condition, really has no meaning at all. It is true that when it is perfectly obvious what condition is meant, the ellipsis may be permitted. But we should avoid contracting the habit of using language in this way (universal as the habit is), because it gives rise to a vague way of thinking, as if the action of causation might either determine an event to happen or determine it not to happen, or leave it more or less free to happen or not, so as to give rise to an inherent chance in regard to its occurrence. It is quite clear to me that some of the worst and most persistent errors in the use of the doctrine of chances have arisen from this vicious mode of expression.35
IV.
But there remains an important point to be cleared up. According to what has been said, the idea of probability essentially belongs to a kind of inference which is repeated indefinitely. An individual inference must be either true or false, and can show no effect of probability; and, therefore, in reference to a single case considered in itself, probability can have no meaning. Yet if a man had to choose between drawing a card from a pack containing twenty-five red cards and a black one, or from a pack containing twenty-five black cards and a red one, and if the drawing of a red card were destined to transport him to eternal felicity, and that of a black one to consign him to everlasting woe, it would be folly to deny that he ought to prefer the pack containing the larger proportion of red cards, although, from the nature of the risk, it could not be repeated. It is not easy to reconcile this with our analysis of the conception of chance. But suppose he should choose the red pack, and should draw the wrong card, what consolation would he have? He might say that he had acted in accordance with reason, but that would only show that his reason was absolutely worthless. And if he should choose the right card, how could he regard it as anything but a happy accident? He could not say that if he had drawn from the other pack, he might have drawn the wrong one, because an hypothetical proposition such as, "if A, then B," means nothing with reference to a single case. Truth consists in the existence of a real fact corresponding to the true proposition. Corresponding to the proposition, "if A, then B," there may be the fact that whenever such an event as A happens such an event as B happens. But in the case supposed, which has no parallel as far as this man is concerned, there would be no real fact whose existence could give any truth to the statement that, if he had drawn from the other pack, he might have drawn a black card. Indeed, since the validity of an inference consists in the truth of the hypothetical proposition that if the premises be true the conclusion will also be true, and since the only real fact which can correspond to such a proposition is that whenever the antecedent is true the consequent is so also, it follows that there can be no sense in reasoning in an isolated case, at all.
These considerations appear, at first sight, to dispose of the difficulty mentioned. Yet the case of the other side is not yet exhausted. Although probability will probably manifest its effect in, say, a thousand risks, by a certain proportion between the numbers of successes and failures, yet this, as we have seen, is only to say that it certainly will, at length, do so. Now the number of risks, the number of probable inferences, which a man draws in his whole life, is a finite one, and he cannot be absolutely certain that the mean result will accord with the probabilities at all. Taking all his risks collectively, then, it cannot be certain that they will not fail, and his case does not differ, except in degree, from the one last supposed. It is an indubitable result of the theory of probabilities that every gambler, if he continues long enough, must ultimately be ruined. Suppose he tries the martingale, which some believe infallible, and which is, as I am informed, disallowed in the gambling-houses. In this method of playing, he first bets say $1; if he loses it he bets $2; if he loses that he bets $4; if he loses that he bets $8; if he then gains he has lost 1 + 2 + 4 = 7, and he has gained $1 more; and no matter how many bets he loses, the first one he gains will make him $1 richer than he was in the beginning. In that way, he will probably gain at first; but, at last, the time will come when the run of luck is so against him that he will not have money enough to double, and must therefore let his bet go. This will probably happen before he has won as much as he had in the first place, so that this run against him will leave him poorer than he began; some time or other it will be sure to happen. It is true that there is always a possibility of his winning any sum the bank can pay, and we thus come upon a celebrated paradox that, though he is certain to be ruined, the value of his expectation calculated according to the usual rules (which omit this consideration) is large. But, whether a gambler plays in this way or any other, the same thing is true, namely, that if he plays long enough he will be sure some time to have such a run against him as to exhaust his entire fortune. The same thing is true of an insurance company. Let the directors take the utmost pains to be independent of great conflagrations and pestilences, their actuaries can tell them that, according to the doctrine of chances, the time must come, at last, when their losses will bring them to a stop. They may tide over such a crisis by extraordinary means, but then they will start again in a weakened state, and the same thing will happen again all the sooner. An actuary might be inclined to deny this, because he knows that the expectation of his company is large, or perhaps (neglecting the interest upon money) is infinite. But calculations of expectations leave out of account the circumstance now under consideration, which reverses the whole thing. However, I must not be understood as saying that insurance is on this account unsound, more than other kinds of business. All human affairs rest upon probabilities, and the same thing is true everywhere. If man were immortal he could be perfectly sure of seeing the day when everything in which he had trusted should betray his trust, and, in short, of coming eventually to hopeless misery. He would break down, at last, as every great fortune, as every dynasty, as every civilization does. In place of this we have death.
But what, without death, would happen to every man, with death must happen to some man. At the same time, death makes the number of our risks, of our inferences, finite, and so makes their mean result uncertain. The very idea of probability and of reasoning rests on the assumption that this number is indefinitely great. We are thus landed in the same difficulty as before, and I can see but one solution of it. It seems to me that we are driven to this, that logicality inexorably requires that our interests shall not be limited. They must not stop at our own fate, but must embrace the whole community. This community, again, must not be limited, but must extend to all races of beings with whom we can come into immediate or mediate intellectual relation. It must reach, however vaguely, beyond this geological epoch, beyond all bounds. He who would not sacrifice his own soul to save the whole world, is, as it seems to me, illogical in all his inferences, collectively. Logic is rooted in the social principle.
To be logical men should not be selfish; and, in point of fact, they are not so selfish as they are thought. The willful prosecution of one's desires is a different thing from selfishness. The miser is not selfish; his money does him no good, and he cares for what shall become of it after his death. We are constantly speaking of our possessions on the Pacific, and of our destiny as a republic, where no personal interests are involved, in a way which shows that we have wider ones. We discuss with anxiety the possible exhaustion of coal in some hundreds of years, or the cooling-off of the sun in some millions, and show in the most popular of all religious tenets that we can conceive the possibility of a man's descending into hell for the salvation of his fellows.
Now, it is not necessary for logicality that a man should himself be capable of the heroism of self-sacrifice. It is sufficient that he should recognize the possibility of it, should perceive that only that man's inferences who has it are really logical, and should consequently regard his own as being only so far valid as they would be accepted by the hero. So far as he thus refers his inferences to that standard, he becomes identified with such a mind.
This makes logicality attainable enough. Sometimes we can personally attain to heroism. The soldier who runs to scale a wall knows that he will probably be shot, but that is not all he cares for. He also knows that if all the regiment, with whom in feeling he identifies himself, rush forward at once, the fort will be taken. In other cases we can only imitate the virtue. The man whom we have supposed as having to draw from the two packs, who if he is not a logician will draw from the red pack from mere habit, will see, if he is logician enough, that he cannot be logical so long as he is concerned only with his own fate, but that that man who should care equally for what was to happen in all possible cases of the sort could act logically, and would draw from the pack with the most red cards, and thus, though incapable himself of such sublimity, our logician would imitate the effect of that man's courage in order to share his logicality.
But all this requires a conceived identification of one's interests with those of an unlimited community. Now, there exist no reasons, and a later discussion will show that there can be no reasons, for thinking that the human race, or any intellectual race, will exist forever. On the other hand, there can be no reason against it;36 and, fortunately, as the whole requirement is that we should have certain sentiments, there is nothing in the facts to forbid our having a hope, or calm and cheerful wish, that the community may last beyond any assignable date.
It may seem strange that I should put forward three sentiments, namely, interest in an indefinite community, recognition of the possibility of this interest being made supreme, and hope in the unlimited continuance of intellectual activity, as indispensable requirements of logic. Yet, when we consider that logic depends on a mere struggle to escape doubt, which, as it terminates in action, must begin in emotion, and that, furthermore, the only cause of our planting ourselves on reason is that other methods of escaping doubt fail on account of the social impulse, why should we wonder to find social sentiment presupposed in reasoning? As for the other two sentiments which I find necessary, they are so only as supports and accessories of that. It interests me to notice that these three sentiments seem to be pretty much the same as that famous trio of Charity, Faith, and Hope, which, in the estimation of St. Paul, are the finest and greatest of spiritual gifts. Neither Old nor New Testament is a text-book of the logic of science, but the latter is certainly the highest existing authority in regard to the dispositions of heart which a man ought to have.
V.
Such average statistical numbers as the number of inhabitants per square mile, the average number of deaths per week, the number of convictions per indictment, or, generally speaking, the number of x's per y, where the x's are a class of things some or all of which are connected with another class of things, their y's, I term relative numbers. Of the two classes of things to which a relative number refers, that one of which it is a number may be called its relate, and that one per which the numeration is made may be called its correlate.
Probability is a kind of relative number; namely, it is the ratio of the number of arguments of a certain genus which carry truth with them to the total number of arguments of that genus, and the rules for the calculation of probabilities are very easily derived from this consideration. They may all be given here, since they are extremely simple, and it is sometimes convenient to know something of the elementary rules of calculation of chances.
Rule I. Direct Calculation.—To calculate, directly, any relative number, say for instance the number of passengers in the average trip of a street-car, we must proceed as follows:
Count the number of passengers for each trip; add all these numbers, and divide by the number of trips. There are cases in which this rule may be simplified. Suppose we wish to know the number of inhabitants to a dwelling in New York. The same person cannot inhabit two dwellings. If he divide his time between two dwellings he ought to be counted a half-inhabitant of each. In this case we have only to divide the total number of the inhabitants of New York by the number of their dwellings, without the necessity of counting separately those which inhabit each one. A similar proceeding will apply wherever each individual relate belongs to one individual correlate exclusively. If we want the number of x's per y, and no x belongs to more than one y, we have only to divide the whole number of x's of y's by the number of y's. Such a method would, of course, fail if applied to finding the average number of street-car passengers per trip. We could not divide the total number of travelers by the number of trips, since many of them would have made many passages. To find the probability that from a given class of premises, A, a given class of conclusions, B, follow, it is simply necessary to ascertain what proportion of the times in which premises of that class are true, the appropriate conclusions are also true. In other words, it is the number of cases of the occurrence of both the events A and B, divided by the total number of cases of the occurrence of the event A.
Rule II.—Addition of Relative Numbers.—Given two relative numbers having the same correlate, say the number of x's per y, and the number of z's per y; it is required to find the number of x's and z's together per y. If there is nothing which is at once an x and a z to the same y, the sum of the two given numbers would give the required number. Suppose, for example, that we had given the average number of friends that men have, and the average number of enemies, the sum of these two is the average number of persons interested in a man. On the other hand, it plainly would not do to add the average number of persons having constitutional diseases to the average number over military age, and to the average number exempted by each special cause from military service, in order to get the average number exempt in any way, since many are exempt in two or more ways at once.
This rule applies directly to probabilities. Given the probability that two different and mutually exclusive events will happen under the same supposed set of circumstances. Given, for instance, the probability that if A then B, and also the probability that if A then C, then the sum of these two probabilities is the probability that if A then either B or C, so long as there is no event which belongs at once to the two classes B and C.
Rule III.—Multiplication of Relative Numbers.—Suppose that we have given the relative number of x's per y also the relative number of z's per x of y; or, to take a concrete example, suppose that we have given, first, the average number of children in families living in New York; and, second, the average number of teeth in the head of a New York child—then the product of these two numbers would give the average number of children's teeth in a New York family. But this mode of reckoning will only apply in general under two restrictions. In the first place, it would not be true if the same child could belong to different families, for in that case those children who belonged to several different families might have an exceptionally large or small number of teeth, which would affect the average number of children's teeth in a family more than it would affect the average number of teeth in a child's head. In the second place, the rule would not be true if different children could share the same teeth, the average number of children's teeth being in that case evidently something different from the average number of teeth belonging to a child.
In order to apply this rule to probabilities, we must proceed as follows: Suppose that we have given the probability that the conclusion B follows from the premise A, B and A representing as usual certain classes of propositions. Suppose that we also knew the probability of an inference in which B should be the premise, and a proposition of a third kind, C, the conclusion. Here, then, we have the materials for the application of this rule. We have, first, the relative number of B's per A. We next should have the relative number of C's per B following from A. But the classes of propositions being so selected that the probability of C following from any B in general is just the same as the probability of C's following from one of those B's which is deducible from an A, the two probabilities may be multiplied together, in order to give the probability of C following from A. The same restrictions exist as before. It might happen that the probability that B follows from A was affected by certain propositions of the class B following from several different propositions of the class A. But, practically speaking, all these restrictions are of very little consequence, and it is usually recognized as a principle universally true that the probability that, if A is true, B is, multiplied by the probability that, if B is true, C is, gives the probability that, if A is true, C is.
There is a rule supplementary to this, of which great use is made. It is not universally valid, and the greatest caution has to be exercised in making use of it—a double care, first, never to use it when it will involve serious error; and, second, never to fail to take advantage of it in cases in which it can be employed. This rule depends upon the fact that in very many cases the probability that C is true if B is, is substantially the same as the probability that C is true if A is. Suppose, for example, we have the average number of males among the children born in New York; suppose that we also have the average number of children born in the winter months among those born in New York. Now, we may assume without doubt, at least as a closely approximate proposition (and no very nice calculation would be in place in regard to probabilities), that the proportion of males among all the children born in New York is the same as the proportion of males born in summer in New York, and, therefore, if the names of all the children born during a year were put into an urn, we might multiply the probability that any name drawn would be the name of a male child by the probability that it would be the name of a child born in summer, in order to obtain the probability that it would be the name of a male child born in summer. The questions of probability, in the treatises upon the subject, have usually been such as relate to balls drawn from urns, and games of cards, and so on, in which the question of the independence of events, as it is called—that is to say, the question of whether the probability of C, under the hypothesis B, is the same as its probability under the hypothesis A, has been very simple; but, in the application of probabilities to the ordinary questions of life, it is often an exceedingly nice question whether two events may be considered as independent with sufficient accuracy or not. In all calculations about cards it is assumed that the cards are thoroughly shuffled, which makes one deal quite independent of another. In point of fact the cards seldom are, in practice, shuffled sufficiently to make this true; thus, in a game of whist, in which the cards have fallen in suits of four of the same suit, and are so gathered up, they will lie more or less in sets of four of the same suit, and this will be true even after they are shuffled. At least some traces of this arrangement will remain, in consequence of which the number of "short suits," as they are called—that is to say, the number of hands in which the cards are very unequally divided in regard to suits—is smaller than the calculation would make it to be; so that, when there is a misdeal, where the cards, being thrown about the table, get very thoroughly shuffled, it is a common saying that in the hands next dealt out there are generally short suits. A few years ago a friend of mine, who plays whist a great deal, was so good as to count the number of spades dealt to him in 165 hands, in which the cards had been, if anything, shuffled better than usual. According to calculation, there should have been 85 of these hands in which my friend held either three or four spades, but in point of fact there were 94, showing the influence of imperfect shuffling.
According to the view here taken, these are the only fundamental rules for the calculation of chances. An additional one, derived from a different conception of probability, is given in some treatises, which if it be sound might be made the basis of a theory of reasoning. Being, as I believe it is, absolutely absurd, the consideration of it serves to bring us to the true theory; and it is for the sake of this discussion, which must be postponed to the next number, that I have brought the doctrine of chances to the reader's attention at this early stage of our studies of the logic of science.
The Probability of Induction
I.
WE have found that every argument derives its force from the general truth of the class of inferences to which it belongs; and that probability is the proportion of arguments carrying truth with them among those of any genus. This is most conveniently expressed in the nomenclature of the mediæval logicians. They called the fact expressed by a premise an antecedent, and that which follows from it its consequent; while the leading principle, that every (or almost every) such antecedent is followed by such a consequent, they termed the consequence. Using this language, we may say that probability belongs exclusively to consequences, and the probability of any consequence is the number of times in which antecedent and consequent both occur divided by the number of all the times in which the antecedent occurs. From this definition are deduced the following rules for the addition and multiplication of probabilities:
Rule for the Addition of Probabilities.—Given the separate probabilities of two consequences having the same antecedent and incompatible consequents. Then the sum of these two numbers is the probability of the consequence, that from the same antecedent one or other of those consequents follows.
Rule for the Multiplication of Probabilities.—Given the separate probabilities of the two consequences, "If A then B," and "If both A and B, then C." Then the product of these two numbers is the probability of the consequence, "If A, then both B and C."
Special Rule for the Multiplication of Independent Probabilities.—Given the separate probabilities of two consequences having the same antecedents, "If A, then B," and "If A, then C." Suppose that these consequences are such that the probability of the second is equal to the probability of the consequence, "If both A and B, then C." Then the product of the two given numbers is equal to the probability of the consequence, "If A, then both B and C."
To show the working of these rules we may examine the probabilities in regard to throwing dice. What is the probability of throwing a six with one die? The antecedent here is the event of throwing a die; the consequent, its turning up a six. As the die has six sides, all of which are turned up with equal frequency, the probability of turning up any one is 1/6. Suppose two dice are thrown, what is the probability of throwing sixes? The probability of either coming up six is obviously the same when both are thrown as when one is thrown—namely, 1/6. The probability that either will come up six when the other does is also the same as that of its coming up six whether the other does or not. The probabilities are, therefore, independent; and, by our rule, the probability that both events will happen together is the product of their several probabilities, 1/6 × 1/6. What is the probability of throwing deuce-ace? The probability that the first die will turn up ace and the second deuce is the same as the probability that both will turn up sixes—namely, 1/36; the probability that the second will turn up ace and the first deuce is likewise 1/36; these two events—first, ace; second, deuce; and, second, ace; first, deuce—are incompatible. Hence the rule for addition holds, and the probability that either will come up ace and the other deuce is 1/36 +1/36, or 1/18.
In this way all problems about dice, etc., may be solved. When the number of dice thrown is supposed very large, mathematics (which may be defined as the art of making groups to facilitate numeration) comes to our aid with certain devices to reduce the difficulties.
II.
The conception of probability as a matter of fact, i. e., as the proportion of times in which an occurrence of one kind is accompanied by an occurrence of another kind, is termed by Mr. Venn the materialistic view of the subject. But probability has often been regarded as being simply the degree of belief which ought to attach to a proposition; and this mode of explaining the idea is termed by Venn the conceptualistic view. Most writers have mixed the two conceptions together. They, first, define the probability of an event as the reason we have to believe that it has taken place, which is conceptualistic; but shortly after they state that it is the ratio of the number of cases favorable to the event to the total number of cases favorable or contrary, and all equally possible. Except that this introduces the thoroughly unclear idea of cases equally possible in place of cases equally frequent, this is a tolerable statement of the materialistic view. The pure conceptualistic theory has been best expounded by Mr. De Morgan in his "Formal Logic: or, the Calculus of Inference, Necessary and Probable."
The great difference between the two analyses is, that the conceptualists refer probability to an event, while the materialists make it the ratio of frequency of events of a species to those of a genus over that species, thus giving it two terms instead of one. The opposition may be made to appear as follows:
Suppose that we have two rules of inference, such that, of all the questions to the solution of which both can be applied, the first yields correct answers to 81/100, and incorrect answers to the remaining 19/100; while the second yields correct answers to 93/100, and incorrect answers to the remaining 7/100. Suppose, further, that the two rules are entirely independent as to their truth, so that the second answers correctly 93/100 of the questions which the first answers correctly, and also 93/100 of the questions which the first answers incorrectly, and answers incorrectly the remaining 7/100 of the questions which the first answers correctly, and also the remaining 7/100 of the questions which the first answers incorrectly. Then, of all the questions to the solution of which both rules can be applied—
| both answer correctly | 93 | of | 81 | or | 93 × 81 | ; |
| 100 | 100 | 100 × 100 | ||||
| the second answers correctly and the first incorrectly | 93 | of | 19 | or | 93 × 19 | ; |
| 100 | 100 | 100 × 100 | ||||
| the second answers incorrectly and the first correctly | 7 | of | 81 | or | 7 × 81 | ; |
| 100 | 100 | 100 × 100 | ||||
| and both answer correctly | 7 | of | 19 | or | 7 × 19 | ; |
| 100 | 100 | 100 × 100 |
Suppose, now, that, in reference to any question, both give the same answer. Then (the questions being always such as are to be answered by yes or no), those in reference to which their answers agree are the same as those which both answer correctly together with those which both answer falsely, or
| 93 × 81 | + | 7 × 19 |
| 100 × 100 | 100 × 100 |
of all. The proportion of those which both answer correctly out of those to which their answers agree is, therefore—
| 93 | × | 81 | or | ||||||||||
| 100 | × | 100 | 93 | × | 81 | ||||||||
| 93 | × | 81 | + | 7 | × | 19 | (93 | × | 81) | + | (7 | × | 19) |
| 100 | × | 100 | 100 | × | 100 |
This is, therefore, the probability that, if both modes of inference yield the same result, that result is correct. We may here conveniently make use of another mode of expression. Probability is the ratio of the favorable cases to all the cases. Instead of expressing our result in terms of this ratio, we may make use of another—the ratio of favorable to unfavorable cases. This last ratio may be called the chance of an event. Then the chance of a true answer by the first mode of inference is 81/19 and by the second is 93/7 and the chance of a correct answer from both, when they agree, is—
| 81 × 93 | or | 81 | × | 93 |
| 19 × 7 | 19 | 7, |
or the product of the chances of each singly yielding a true answer.
It will be seen that a chance is a quantity which may have any magnitude, however great. An event in whose favor there is an even chance, or 1/1, has a probability of 1/2. An argument having an even chance can do nothing toward reënforcing others, since according to the rule its combination with another would only multiply the chance of the latter by 1.
Probability and chance undoubtedly belong primarily to consequences, and are relative to premises; but we may, nevertheless, speak of the chance of an event absolutely, meaning by that the chance of the combination of all arguments in reference to it which exist for us in the given state of our knowledge. Taken in this sense it is incontestable that the chance of an event has an intimate connection with the degree of our belief in it. Belief is certainly something more than a mere feeling; yet there is a feeling of believing, and this feeling does and ought to vary with the chance of the thing believed, as deduced from all the arguments. Any quantity which varies with the chance might, therefore, it would seem, serve as a thermometer for the proper intensity of belief. Among all such quantities there is one which is peculiarly appropriate. When there is a very great chance, the feeling of belief ought to be very intense. Absolute certainty, or an infinite chance, can never be attained by mortals, and this may be represented appropriately by an infinite belief. As the chance diminishes the feeling of believing should diminish, until an even chance is reached, where it should completely vanish and not incline either toward or away from the proposition. When the chance becomes less, then a contrary belief should spring up and should increase in intensity as the chance diminishes, and as the chance almost vanishes (which it can never quite do) the contrary belief should tend toward an infinite intensity. Now, there is one quantity which, more simply than any other, fulfills these conditions; it is the logarithm of the chance. But there is another consideration which must, if admitted, fix us to this choice for our thermometer. It is that our belief ought to be proportional to the weight of evidence , in this sense, that two arguments which are entirely independent, neither weakening nor strengthening each other, ought, when they concur, to produce a belief equal to the sum of the intensities of belief which either would produce separately. Now, we have seen that the chances of independent concurrent arguments are to be multiplied together to get the chance of their combination, and therefore the quantities which best express the intensities of belief should be such that they are to be added when the chances are multiplied in order to produce the quantity which corresponds to the combined chance. Now, the logarithm is the only quantity which fulfills this condition. There is a general law of sensibility, called Fechner's psychophysical law. It is that the intensity of any sensation is proportional to the logarithm of the external force which produces it. It is entirely in harmony with this law that the feeling of belief should be as the logarithm of the chance, this latter being the expression of the state of facts which produces the belief.
The rule for the combination of independent concurrent arguments takes a very simple form when expressed in terms of the intensity of belief, measured in the proposed way. It is this: Take the sum of all the feelings of belief which would be produced separately by all the arguments pro, subtract from that the similar sum for arguments con, and the remainder is the feeling of belief which we ought to have on the whole. This is a proceeding which men often resort to, under the name of balancing reasons.
These considerations constitute an argument in favor of the conceptualistic view. The kernel of it is that the conjoint probability of all the arguments in our possession, with reference to any fact, must be intimately connected with the just degree of our belief in that fact; and this point is supplemented by various others showing the consistency of the theory with itself and with the rest of our knowledge.
But probability, to have any value at all, must express a fact. It is, therefore, a thing to be inferred upon evidence. Let us, then, consider for a moment the formation of a belief of probability. Suppose we have a large bag of beans from which one has been secretly taken at random and hidden under a thimble. We are now to form a probable judgment of the color of that bean, by drawing others singly from the bag and looking at them, each one to be thrown back, and the whole well mixed up after each drawing. Suppose the first drawing is white and the next black. We conclude that there is not an immense preponderance of either color, and that there is something like an even chance that the bean under the thimble is black. But this judgment may be altered by the next few drawings. When we have drawn ten times, if 4, 5, or 6, are white, we have more confidence that the chance is even. When we have drawn a thousand times, if about half have been white, we have great confidence in this result.
We now feel pretty sure that, if we were to make a large number of bets upon the color of single beans drawn from the bag, we could approximately insure ourselves in the long run by betting each time upon the white, a confidence which would be entirely wanting if, instead of sampling the bag by 1,000 drawings, we had done so by only two. Now, as the whole utility of probability is to insure us in the long run, and as that assurance depends, not merely on the value of the chance, but also on the accuracy of the evaluation, it follows that we ought not to have the same feeling of belief in reference to all events of which the chance is even. In short, to express the proper state of our belief, not one number but two are requisite, the first depending on the inferred probability, the second on the amount of knowledge on which that probability is based.37 It is true that when our knowledge is very precise, when we have made many drawings from the bag, or, as in most of the examples in the books, when the total contents of the bag are absolutely known, the number which expresses the uncertainty of the assumed probability and its liability to be changed by further experience may become insignificant, or utterly vanish. But, when our knowledge is very slight, this number may be even more important than the probability itself; and when we have no knowledge at all this completely overwhelms the other, so that there is no sense in saying that the chance of the totally unknown event is even (for what expresses absolutely no fact has absolutely no meaning), and what ought to be said is that the chance is entirely indefinite. We thus perceive that the conceptualistic view, though answering well enough in some cases, is quite inadequate.
Suppose that the first bean which we drew from our bag were black. That would constitute an argument, no matter how slender, that the bean under the thimble was also black. If the second bean were also to turn out black, that would be a second independent argument reenforcing the first. If the whole of the first twenty beans drawn should prove black, our confidence that the hidden bean was black would justly attain considerable strength. But suppose the twenty-first bean were to be white and that we were to go on drawing until we found that we had drawn 1,010 black beans and 990 white ones. We should conclude that our first twenty beans being black was simply an extraordinary accident, and that in fact the proportion of white beans to black was sensibly equal, and that it was an even chance that the hidden bean was black. Yet according to the rule of balancing reasons, since all the drawings of black beans are so many independent arguments in favor of the one under the thimble being black, and all the white drawings so many against it, an excess of twenty black beans ought to produce the same degree of belief that the hidden bean was black, whatever the total number drawn.
In the conceptualistic view of probability, complete ignorance, where the judgment ought not to swerve either toward or away from the hypothesis, is represented by the probability 1/2.38
But let us suppose that we are totally ignorant what colored hair the inhabitants of Saturn have. Let us, then, take a color-chart in which all possible colors are shown shading into one another by imperceptible degrees. In such a chart the relative areas occupied by different classes of colors are perfectly arbitrary. Let us inclose such an area with a closed line, and ask what is the chance on conceptualistic principles that the color of the hair of the inhabitants of Saturn falls within that area? The answer cannot be indeterminate because we must be in some state of belief; and, indeed, conceptualistic writers do not admit indeterminate probabilities. As there is no certainty in the matter, the answer lies between zero and unity. As no numerical value is afforded by the data, the number must be determined by the nature of the scale of probability itself, and not by calculation from the data. The answer can, therefore, only be one-half, since the judgment should neither favor nor oppose the hypothesis. What is true of this area is true of any other one; and it will equally be true of a third area which embraces the other two. But the probability for each of the smaller areas being one-half, that for the larger should be at least unity, which is absurd.
III.
All our reasonings are of two kinds: 1. Explicative, analytic, or deductive; 2. Amplifiative, synthetic, or (loosely speaking) inductive. In explicative reasoning, certain facts are first laid down in the premises. These facts are, in every case, an inexhaustible multitude, but they may often be summed up in one simple proposition by means of some regularity which runs through them all. Thus, take the proposition that Socrates was a man; this implies (to go no further) that during every fraction of a second of his whole life (or, if you please, during the greater part of them) he was a man. He did not at one instant appear as a tree and at another as a dog; he did not flow into water, or appear in two places at once; you could not put your finger through him as if he were an optical image, etc. Now, the facts being thus laid down, some order among some of them, not particularly made use of for the purpose of stating them, may perhaps be discovered; and this will enable us to throw part or all of them into a new statement, the possibility of which might have escaped attention. Such a statement will be the conclusion of an analytic inference. Of this sort are all mathematical demonstrations. But synthetic reasoning is of another kind. In this case the facts summed up in the conclusion are not among those stated in the premises . They are different facts, as when one sees that the tide rises m times and concludes that it will rise the next time. These are the only inferences which increase our real knowledge, however useful the others may be.
In any problem in probabilities, we have given the relative frequency of certain events, and we perceive that in these facts the relative frequency of another event is given in a hidden way. This being stated makes the solution. This is therefore mere explicative reasoning, and is evidently entirely inadequate to the representation of synthetic reasoning, which goes out beyond the facts given in the premises. There is, therefore, a manifest impossibility in so tracing out any probability for a synthetic conclusion.
Most treatises on probability contain a very different doctrine. They state, for example, that if one of the ancient denizens of the shores of the Mediterranean, who had never heard of tides, had gone to the bay of Biscay, and had there seen the tide rise, say m times, he could know that there was a probability equal to
| m + 1 |
| m + 2 |
that it would rise the next time. In a well-known work by Quetelet, much stress is laid on this, and it is made the foundation of a theory of inductive reasoning.
But this solution betrays its origin if we apply it to the case in which the man has never seen the tide rise at all; that is, if we put m = 0. In this case, the probability that it will rise the next time comes out 1/2, or, in other words, the solution involves the conceptualistic principle that there is an even chance of a totally unknown event. The manner in which it has been reached has been by considering a number of urns all containing the same number of balls, part white and part black. One urn contains all white balls, another one black and the rest white, a third two black and the rest white, and so on, one urn for each proportion, until an urn is reached containing only black balls. But the only possible reason for drawing any analogy between such an arrangement and that of Nature is the principle that alternatives of which we know nothing must be considered as equally probable. But this principle is absurd. There is an indefinite variety of ways of enumerating the different possibilities, which, on the application of this principle, would give different results. If there be any way of enumerating the possibilities so as to make them all equal, it is not that from which this solution is derived, but is the following: Suppose we had an immense granary filled with black and white balls well mixed up; and suppose each urn were filled by taking a fixed number of balls from this granary quite at random. The relative number of white balls in the granary might be anything, say one in three. Then in one-third of the urns the first ball would be white, and in two-thirds black. In one-third of those urns of which the first ball was white, and also in one-third of those in which the first ball was black, the second ball would be white. In this way, we should have a distribution like that shown in the following table, where w stands for a white ball and b for a black one. The reader can, if he chooses, verify the table for himself.
| wwww. |
| wwwb.wwbw.wbww.bwww. |
| wwwb.wwbw.wbww.bwww. |
| wwbb.wbwb.bwwb.wbbw.bwbw.bbww. |
| wwbb.wbwb.bwwb.wbbw.bwbw.bbww. |
| wwbb.wbwb.bwwb.wbbw.bwbw.bbww. |
| wwbb.wbwb.bwwb.wbbw.bwbw.bbww. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
| wbbb.bwbb.bbwb.bbbw. |
bbbb.
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In the second group, where there is one b, there are two sets just alike; in the third there are 4, in the fourth 8, and in the fifth 16, doubling every time. This is because we have supposed twice as many black balls in the granary as white ones; had we supposed 10 times as many, instead of 1, 2, 4, 8, 16 sets we should have had 1, 10, 100, 1000, 10000 sets; on the other hand, had the numbers of black and white balls in the granary been even, there would have been but one set in each group. Now suppose two balls were drawn from one of these urns and were found to be both white, what would be the probability of the next one being white? If the two drawn out were the first two put into the urns, and the next to be drawn out were the third put in, then the probability of this third being white would be the same whatever the colors of the first two, for it has been supposed that just the same proportion of urns has the third ball white among those which have the first two white-white, white-black, black-white, and black-black. Thus, in this case, the chance of the third ball being white would be the same whatever the first two were. But, by inspecting the table, the reader can see that in each group all orders of the balls occur with equal frequency, so that it makes no difference whether they are drawn out in the order they were put in or not. Hence the colors of the balls already drawn have no influence on the probability of any other being white or black.
Now, if there be any way of enumerating the possibilities of Nature so as to make them equally probable, it is clearly one which should make one arrangement or combination of the elements of Nature as probable as another, that is, a distribution like that we have supposed, and it, therefore, appears that the assumption that any such thing can be done, leads simply to the conclusion that reasoning from past to future experience is absolutely worthless. In fact, the moment that you assume that the chances in favor of that of which we are totally ignorant are even, the problem about the tides does not differ, in any arithmetical particular, from the case in which a penny (known to be equally likely to come up heads and tails) should turn up heads m times successively. In short, it would be to assume that Nature is a pure chaos, or chance combination of independent elements, in which reasoning from one fact to another would be impossible; and since, as we shall hereafter see, there is no judgment of pure observation without reasoning, it would be to suppose all human cognition illusory and no real knowledge possible. It would be to suppose that if we have found the order of Nature more or less regular in the past, this has been by a pure run of luck which we may expect is now at an end. Now, it may be we have no scintilla of proof to the contrary, but reason is unnecessary in reference to that belief which is of all the most settled, which nobody doubts or can doubt, and which he who should deny would stultify himself in so doing.
The relative probability of this or that arrangement of Nature is something which we should have a right to talk about if universes were as plenty as blackberries, if we could put a quantity of them in a bag, shake them well up, draw out a sample, and examine them to see what proportion of them had one arrangement and what proportion another. But, even in that case, a higher universe would contain us, in regard to whose arrangements the conception of probability could have no applicability.
IV.
We have examined the problem proposed by the conceptualists, which, translated into clear language, is this: Given a synthetic conclusion; required to know out of all possible states of things how many will accord, to any assigned extent, with this conclusion; and we have found that it is only an absurd attempt to reduce synthetic to analytic reason, and that no definite solution is possible.
But there is another problem in connection with this subject. It is this: Given a certain state of things, required to know what proportion of all synthetic inferences relating to it will be true within a given degree of approximation. Now, there is no difficulty about this problem (except for its mathematical complication); it has been much studied, and the answer is perfectly well known. And is not this, after all, what we want to know much rather than the other? Why should we want to know the probability that the fact will accord with our conclusion? That implies that we are interested in all possible worlds, and not merely the one in which we find ourselves placed. Why is it not much more to the purpose to know the probability that our conclusion will accord with the fact? One of these questions is the first above stated and the other the second, and I ask the reader whether, if people, instead of using the word probability without any clear apprehension of their own meaning, had always spoken of relative frequency, they could have failed to see that what they wanted was not to follow along the synthetic procedure with an analytic one, in order to find the probability of the conclusion; but, on the contrary, to begin with the fact at which the synthetic inference aims, and follow back to the facts it uses for premises in order to see the probability of their being such as will yield the truth.
As we cannot have an urn with an infinite number of balls to represent the inexhaustibleness of Nature, let us suppose one with a finite number, each ball being thrown back into the urn after being drawn out, so that there is no exhaustion of them. Suppose one ball out of three is white and the rest black, and that four balls are drawn. Then the table on page 713 represents the relative frequency of the different ways in which these balls might be drawn. It will be seen that if we should judge by these four balls of the proportion in the urn, 32 times out of 81 we should find it 1/4, and 24 times out of 81 we should find it 1/2, the truth being 1/3. To extend this table to high numbers would be great labor, but the mathematicians have found some ingenious ways of reckoning what the numbers would be. It is found that, if the true proportion of white balls is p, and s balls are drawn, then the error of the proportion obtained by the induction will be—
| half the time within | 0.477 √(2p(1-p)/s) |
| 9 times out of 10 within | 1.163 √(2p(1-p)/s) |
| 99 times out of 100 within | 1.821 √(2p(1-p)/s) |
| 999 times out of 1,000 within | 2.328 √(2p(1-p)/s) |
| 9,999 times out of 10,000 within | 2.751 √(2p(1-p)/s) |
| 9,999,999,999 times out of 10,000,000,000 within | 4.77 √(2p(1-p)/s) |
The use of this may be illustrated by an example. By the census of 1870, it appears that the proportion of males among native white children under one year old was 0.5082, while among colored children of the same age the proportion was only 0.4977. The difference between these is 0.0105, or about one in a 100. Can this be attributed to chance, or would the difference always exist among a great number of white and colored children under like circumstances? Here p may be taken at 1/2; hence 2p (1-p) is also 1/2. The number of white children counted was near 1,000,000; hence the fraction whose square-root is to be taken is about 1/2000000. The root is about 1/1400, and this multiplied by 0.477 gives about 0.0003 as the probable error in the ratio of males among the whites as obtained from the induction. The number of black children was about 150,000, which gives 0.0008 for the probable error. We see that the actual discrepancy is ten times the sum of these, and such a result would happen, according to our table, only once out of 10,000,000,000 censuses, in the long run.
It may be remarked that when the real value of the probability sought inductively is either very large or very small, the reasoning is more secure. Thus, suppose there were in reality one white ball in 100 in a certain urn, and we were to judge of the number by 100 drawings. The probability of drawing no white ball would be 366/1000; that of drawing one white ball would be 370/1000; that of drawing two would be 185/1000; that of drawing three would be 61/1000; that of drawing four would be 15/1000; that of drawing five would be only 3/1000 etc. Thus we should be tolerably certain of not being in error by more than one ball in 100.
It appears, then, that in one sense we can, and in another we cannot, determine the probability of synthetic inference. When I reason in this way:
Ninety-nine Cretans in a hundred are liars;
But Epimenides is a Cretan;
Therefore, Epimenides is a liar:—
I know that reasoning similar to that would carry truth 99 times in 100. But when I reason in the opposite direction:
Minos, Sarpedon, Rhadamanthus, Deucalion, and Epimenides, are all the Cretans I can think of;
But these were all atrocious liars,
Therefore, pretty much all Cretans must have been liars;
I do not in the least know how often such reasoning would carry me right. On the other hand, what I do know is that some definite proportion of Cretans must have been liars, and that this proportion can be probably approximated to by an induction from five or six instances. Even in the worst case for the probability of such an inference, that in which about half the Cretans are liars, the ratio so obtained would probably not be in error by more than 1/6. So much I know; but, then, in the present case the inference is that pretty much all Cretans are liars, and whether there may not be a special improbability in that I do not know.
V.
Late in the last century, Immanuel Kant asked the question, "How are synthetical judgments a priori possible?" By synthetical judgments he meant such as assert positive fact and are not mere affairs of arrangement; in short, judgments of the kind which synthetical reasoning produces, and which analytic reasoning cannot yield. By a priori judgments he meant such as that all outward objects are in space, every event has a cause, etc., propositions which according to him can never be inferred from experience. Not so much by his answer to this question as by the mere asking of it, the current philosophy of that time was shattered and destroyed, and a new epoch in its history was begun. But before asking that question he ought to have asked the more general one, "How are any synthetical judgments at all possible?" How is it that a man can observe one fact and straightway pronounce judgment concerning another different fact not involved in the first? Such reasoning, as we have seen, has, at least in the usual sense of the phrase, no definite probability; how, then, can it add to our knowledge? This is a strange paradox; the Abbé Gratry says it is a miracle, and that every true induction is an immediate inspiration from on high.39 I respect this explanation far more than many a pedantic attempt to solve the question by some juggle with probabilities, with the forms of syllogism, or what not. I respect it because it shows an appreciation of the depth of the problem, because it assigns an adequate cause, and because it is intimately connected—as the true account should be—with a general philosophy of the universe. At the same time, I do not accept this explanation, because an explanation should tell how a thing is done, and to assert a perpetual miracle seems to be an abandonment of all hope of doing that, without sufficient justification.
It will be interesting to see how the answer which Kant gave to his question about synthetical judgments a priori will appear if extended to the question of synthetical judgments in general. That answer is, that synthetical judgments a priori are possible because whatever is universally true is involved in the conditions of experience. Let us apply this to a general synthetical reasoning. I take from a bag a handful of beans; they are all purple, and I infer that all the beans in the bag are purple. How can I do that? Why, upon the principle that whatever is universally true of my experience (which is here the appearance of these different beans) is involved in the condition of experience. The condition of this special experience is that all these beans were taken from that bag. According to Kant's principle, then, whatever is found true of all the beans drawn from the bag must find its explanation in some peculiarity of the contents of the bag. This is a satisfactory statement of the principle of induction.
When we draw a deductive or analytic conclusion, our rule of inference is that facts of a certain general character are either invariably or in a certain proportion of cases accompanied by facts of another general character. Then our premise being a fact of the former class, we infer with certainty or with the appropriate degree of probability the existence of a fact of the second class. But the rule for synthetic inference is of a different kind. When we sample a bag of beans we do not in the least assume that the fact of some beans being purple involves the necessity or even the probability of other beans being so. On the contrary, the conceptualistic method of treating probabilities, which really amounts simply to the deductive treatment of them, when rightly carried out leads to the result that a synthetic inference has just an even chance in its favor, or in other words is absolutely worthless. The color of one bean is entirely independent of that of another. But synthetic inference is founded upon a classification of facts, not according to their characters, but according to the manner of obtaining them. Its rule is, that a number of facts obtained in a given way will in general more or less resemble other facts obtained in the same way; or, experiences whose conditions are the same will have the same general characters.
In the former case, we know that premises precisely similar in form to those of the given ones will yield true conclusions, just once in a calculable number of times. In the latter case, we only know that premises obtained under circumstances similar to the given ones (though perhaps themselves very different) will yield true conclusions, at least once in a calculable number of times. We may express this by saying that in the case of analytic inference we know the probability of our conclusion (if the premises are true), but in the case of synthetic inferences we only know the degree of trustworthiness of our proceeding. As all knowledge comes from synthetic inference, we must equally infer that all human certainty consists merely in our knowing that the processes by which our knowledge has been derived are such as must generally have led to true conclusions.
Though a synthetic inference cannot by any means be reduced to deduction, yet that the rule of induction will hold good in the long run may be deduced from the principle that reality is only the object of the final opinion to which sufficient investigation would lead. That belief gradually tends to fix itself under the influence of inquiry is, indeed, one of the facts with which logic sets out.